PMA’s Securities Litigation Group Scores Victory for Popular Sec., Inc. in Arbitration Before FINRA

Litigation Member Heidi L. Rodríguez and Limited Member Sara L. Vélez recently achieved a favorable outcome for Popular Securities, Inc. and three of its registered representatives in a securities fraud claim filed before FINRA. After a three-day evidentiary hearing, FINRA dismissed the claims in their entirety and recommended expungement for the three individuals involved.